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In House Counsel Jobs New York - JDHuntr 43511 Chief Compliance Officer (Remote), San Francisco, CA

Company: JDHuntr In-House Counsel Jobs
Location: Oakland
Posted on: November 19, 2021

Job Description:

In House Counsel Jobs New York - JDHuntr 43511 Chief Compliance Officer (Remote), San Francisco, CA
To apply go to JDHuntr.com
Develop and implement policies and procedures designed to meet applicable securities regulatory requirements. Establish, review, test and modify policies and procedures designed to achieve compliance with applicable securities laws and regulations and FINRA rules evidenced in annual FINRA Rule 3130 certification. Lead the companys broker-dealer Compliance team and program.

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Keywords: JDHuntr In-House Counsel Jobs, Oakland , In House Counsel Jobs New York - JDHuntr 43511 Chief Compliance Officer (Remote), San Francisco, CA, Executive , Oakland, California

Click here to apply!

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